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  1. 1
    FINRA arbitration rules : 2016
    Published 2016

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  2. 2
    Federal securities laws : legislative history, 1987-1990 supplement /
    Published 1991

    Book
  3. 3
    Meiguo zheng quan fa pan li jie xi /
    Meiguo zheng quan fa pan li jie xi /
    美国证券法判例解析 /
    by Zhu, Weiyi
    Published 2002

    Book
  4. 4
    Shōken, kaisha hōsei no chōryū /
    Shōken, kaisha hōsei no chōryū /
    証券・会社法制の潮流 /
    Published 2007

    Book
  5. 5
    FINRA arbitration rules : 2015
    Published 2015

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  6. 6
    FINRA arbitration rules : 2010
    Published 2010

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  7. 7
    FINRA arbitration rules : 2014
    Published 2014

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  8. 8
    FINRA arbitration rules : current

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Reference Material
  9. 9
    FINRA arbitration rules : 2011
    Published 2010

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  10. 10
    FINRA organizational materials
    Published 2010

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Reference Material
  11. 11
    Oversight of America's stock exchanges : examining their role in our economy : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, second session, March 30, 2022
    Published 2022

    Government Document Book
  12. 12
    National Securities Market System Act of 1973 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, first session on S. 2519, to amend the Securities Exchange Act of 1934 to facilitate the development of a national market system, to provide for regulation of securities information processors, to remove unnecessary burdens on competition, and to strengthen and improve the Securities and Exchange Commission's oversight of self-regulatory organizations, and for other purposes, November 12, 13, and 14, 1973
    Published 1973

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Government Document Book
  13. 13
    Institutional membership on national securities exchanges Hearings, Ninety-second Congress, second session, on S. 1163 and S. 3347 ...
    Published 1972

    Book
  14. 14
    Study of the securities industry appendix to hearings before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representativs, Ninety-second Congress, second session : April 14, 17, 25, 26; May 11, 12, 1972
    Published 1972

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Government Document Book
  15. 15
    Securities regulation : SEC's oversight of privately placed transactions among large investors : report to Congressional requesters /
    Published 1993

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Government Document Book
  16. 16
    [United States securities market letters, articles, and reports]
    Published 1992

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  17. 17
    In the matter of commission rate structure of registered national securities exchanges : memorandum of the United States Department of Justice on the fixed minimum commission rate structure : [before the Securities and Exchange Commission] /
    Published 1969

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  18. 18
    Laws relating to Securities Commission : exchanges and holding companies, with indices /
    Published 1935

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  19. 19
    Securities acts amendments of 1964 : amended securities and securities exchange acts and House Committee report

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  20. 20
    Improvements needed in the Securities and Exchange Commission's efforts to establish a national securities market : report to the Congress /
    Published 1979

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
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